Ron brings decades of experience as a CPA and CFO to his position of Chief Compliance Officer. His primary responsibility is to supervise the activities of the LPL Financial Advisors that are a part of the Integrated Financial Group consortium
Areas of Expertise
- FINRA Regulations
- SEC Regulations
- LPL Financial policies
- Integrated Financial Group policies
- Certified Public Accountant
- Bachelor of Science in Commerce and Business Administration, University of Alabama
- Past President of the North Atlanta Chapter of the Georgia Society of CPAs
- Series 7, 24, 31, 66 held with LPL Financial
Outside The Office
Ron lives with his wife, Angie in Kennesaw, Georgia. They enjoy snow skiing, roller blading and surfing.
Check the background of investment professionals associated with this site on FINRA’s BrokerCheck.