For Prospective Advisors

con·sor·tium
1: an agreement, combination, or group (as of companies) formed to undertake an enterprise beyond the resources of any one member. 

We only invite a select class of financial professionals to consider joining our group, usually less than 5 invitations per year of the many advisors that we come across. We have strict criteria for offering those invitations each year.  We offer something truly unique in our industry for the right individuals!
(See our proud members).

The benefits:

• Our unique Consortium has found the “Sweet Spot” for advisors who want to own their own business without the typical hassles … full independence, yet all of the supports & services of full service firms. 

• We provide high pay outs; low expenses; full independence; full supports & services…the “day-to-day” hassles are taken care of by the Consortium.

• We offer class A office space and services, discounted Group Insurance, HR, Office management.

• Revenue enhancing programs provided are: Coaching; client acquisition; marketing; practice management; networking with respected peers (Our Brain Trust), comradery,business consulting; high level case analysis; advanced study groups; state-of-the-art tools & technology including a paperless office.

• Of course, not everyone qualifies to join: There is a strict vetting process and all members must sign and adhere to our code of ethics. For those who qualify, your clients will gain added respect for you with you acceptance into our elite Consortium. 

• Our Consortium members enjoy an average 15 years experience providing Fee-Based comprehensive wealth management. The consortium is on track to achieve $1 billion in assets under supervision this year.

• We are affiliated with one of the largest independent B/D's

The Bottom Line on Going Independent

Going Independent Quiz!
Take this quiz to determine if independence is right for you.

Going Independent with Securities America Webinar (Click below to play )

• What is Independence for an Advisor with Clyde Wyatt
• Benefits of Being Independent with Clyde Wyatt
• Setting Up an Office Infrastructure with Arthur Cooper
• Considerations of Leasing Office Space with Arthur Cooper
• Practical Aspects of Joining a Branch with Don Patrick
• Financial Benefits of Joining a Branch with Don Patrick

Is Now the Right Time to Transition to Independence?
Roundtable Podcast

With everything going on in the economy and the state of the financial services industry, is now the right time to make a transition to an independent business model? Whether you choose to affiliate with an established branch or build your own independent office, the benefits of independence may be more relevant than ever.

Library of Articles and Interviews

Securities America's Branch Office Development

Considering making a transition? Visit www.joinsai.com for all the information needed to begin the due diligence process, including video messages from senior leaders, helpful tools to assess a practice, a section dedicated to the independent advisor and so much more.