Atlanta, GA 30338
Fax | 770/353-6338
E-mail | firstname.lastname@example.org
Laurel worked in Advisory Compliance for many years and in this industry for over 30 years. Ensuring members are protected, managed, and advised on all matters pertaining to RIA compliance is her key goal. Laurel stays on the cutting edge of regulatory issues to help support our RIA advisors and staff so they can ultimately serve their clients safely and efficiently.
Areas of Expertise
- RIA Compliance and Procedures
- Advisor Support and Operations
- SEC Rules and Regulations
Outside The Office
Laurel enjoys time with her husband and three adult children. Outside of work and family, she coaches and encourages the youth at her church to get involved with music and performance, no matter what their abilities.